24 NCAC 06B .0204 Provisional Supplier License

(a) The Director may issue a Provisional Supplier License to an Applicant whose submitted application facially contains all required information and materials such that the application may be deemed administratively sufficient.

(b) To be eligible to receive a Provisional Supplier License, an Applicant shall:

(1) note its request for a Provisional Supplier License in its application; and

(2) provide in its application written attestations that the Applicant, its Key Persons, and current employees subject to Background Investigations have not been convicted in any jurisdiction of a felony, any gambling offense, a criminal offense involving moral turpitude or obstruction of justice, or any criminal offense involving dishonesty or breach of trust within 10 years of application.

(1) has been subject to sanction, enforcement, or civil penalties by a Sports Wagering or gaming regulatory body of another state;

(2) if a corporate entity, is not registered to do business in the State and in good standing;

(3) is subject to delinquent federal, state, or local taxes; or

(4) is in bankruptcy proceedings.

(d) The Director shall provide a date certain for the expiration of a Provisional Supplier License. The expiration date shall be the sooner of:

(1) 180 Days from the date of the issuance of the provisional License; or

(2) the date the Director approves or denies the Application after completion of the Background Investigation.

(e) After the denial of an application, a Provisional Supplier License shall not be valid during the pendency of an Applicant's request for reconsideration or during the pendency of any appeal.

(f) The holder of a Provisional Supplier License is subject to all Rules and other Commission requirements as if fully-licensed, including all enforcement-related provisions.

History Note: Authority G.S. 18C-114(a)(14);

Previously adopted as Rule 2B-004;

Eff. January 8, 2024;

Readopted Eff. March 27, 2024.